-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AeX7NoR+jbz8zFbeSE1a5XA7ZA2JGYRvnuXlJ5gAKNWYQW0iB4Z0esOMJHHkA9sI 26UUXhqduBoC1+psGFXwAw== 0001104659-03-000935.txt : 20030205 0001104659-03-000935.hdr.sgml : 20030205 20030205101715 ACCESSION NUMBER: 0001104659-03-000935 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030205 GROUP MEMBERS: DOMINIC K.K. SUM GROUP MEMBERS: OPELLA HOLDINGS LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORVU CORP CENTRAL INDEX KEY: 0001103341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411457090 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60219 FILM NUMBER: 03539650 BUSINESS ADDRESS: STREET 1: 3400 W 66TH ST STREET 2: STE 445 CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9529447777 MAIL ADDRESS: STREET 1: 3400 W. 66TH ST STREET 2: SUITE 445 CITY: EDINA STATE: MN ZIP: 55435 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACINTOSH JUSTIN M CENTRAL INDEX KEY: 0001132697 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3400 WEST 66TH ST. CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 9529447777 MAIL ADDRESS: STREET 1: 3400 WEST 66TH ST. CITY: EDINA STATE: MN ZIP: 55435 SC 13G/A 1 j6955_sc13ga.htm SC 13G/A

SEC 1745
(02-02)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 2
)*

 

CorVu Corporation

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

221011 10 9

(CUSIP Number)

 

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.  221011 10 9

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Justin M. MacIntosh

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)*

 

 

(a)

o

 

 

(b)

o

 

 

 

*Joint Filing

 

 

3.

SEC Use Only

                      

 

 

4.

Citizenship or Place of Organization
Australia

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,656,011 (includes 940,000 shares that may be purchased upon exercise of currently exercisable options or warrants).

 

6.

Shared Voting Power
7,782,477

 

7.

Sole Dispositive Power
1,656,011 (includes 940,000 shares that may be purchased upon exercise of currently exercisable options or warrants).

 

8.

Shared Dispositive Power
7,782,477

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,438,488 (includes 940,000 shares that may be purchased upon exercise of currently exercisable options or warrants).

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o

 

 

11.

Percent of Class Represented by Amount in Row (9)
39.2%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

 

2



 

CUSIP No.  221011 10 9

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Opella Holdings Limited

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)*

 

 

(a)

o

 

 

(b)

o

 

 

 

*Joint Filing

 

 

3.

SEC Use Only

                 

 

 

4.

Citizenship or Place of Organization
British Virgin Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
7,541,733

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
7,541,733

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
7,541,733

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o

 

 

11.

Percent of Class Represented by Amount in Row (9)
32.6%

 

 

12.

Type of Reporting Person (See Instructions)
CO

 

 

3



 

CUSIP No.  221011 10 9

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Dominic K.K. Sum

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)*

 

 

(a)

o

 

 

(b)

o

 

 

 

*Joint Filing

 

 

3.

SEC Use Only

             

 

 

4.

Citizenship or Place of Organization
British

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
7,541,733

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
7,541,733

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
7,541,733

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
o

 

 

11.

Percent of Class Represented by Amount in Row (9)
32.6%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

 

4



 

Item 1.

 

(a)

Name of Issuer
CorVu Corporation

 

(b)

Address of Issuer's Principal Executive Offices
3400 West 66th Street

Edina, MN  55435

 

Item 2.

 

(a)

Name of Person Filing
See Cover Pages, Item 1

 

(b)

Address of Principal Business Office or, if none, Residence
The address of Justin M. MacIntosh is 3400 West 66th Street, Edina, Minnesota, 55435.  The address of Dominic K.K. Sum and Opella Holdings Limited is Suite 701, 7th Floor, 6-8 Pottinger Street, Central, Hong Kong.

 

(c)

Citizenship
See Cover Pages, Item 4

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
See Cover Pages

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

Not applicable

 

 

 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

See Cover Pages, Items 5 through 11

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.

 

 

5



 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not applicable

 

Item 9.

Notice of Dissolution of Group

 

Not applicable

 

Item 10.

Certification

 

Not applicable            

Exhibits

Joint Filing Agreement, dated January 15, 2001, among the Reporting Persons (incorporated by reference to Exhibit 1 to initial Schedule 13G filed February 7, 2001).

 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 3, 2003

 

Date

 


/s/ Justin M. MacIntosh

 

Signature

 


Justin M. MacIntosh

 

Name/Title

 

 

 

 

 

 

 

 

OPELLA HOLDINGS LIMITED

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Dominic K.K. Sum

 

 

 

 

 

 

 

 

Its:  Authorized Representative

 

 


/s/ Dominic K.K. Sum

 

Signature

 


Dominic K.K. Sum

 

Name/Title

 

6


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